UK Regulation
Regional regulation has global consequences ― Stay abreast of the latest UK regional compliance and regulation news.
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5 results
Compliance
UK FCA closes more whistleblowing investigations, makes fewer interventions for causing harm
Fewer investigations of protected disclosures are leading to the UK Financial Conduct Authority (FCA) intervening to prevent harm, according to...
Regulatory Reporting
UK regulator’s grace period ends for MiFID II transaction reporting failures
The Financial Conduct Authority’s (FCA) latest Market Watch publication signals the end of the long grace period for Markets in...
UK Regulation
Lawmakers label FCA incompetent, report echoes previous criticisms
A report by a group of lawmakers has damned the Financial Conduct Authority (FCA) as incompetent and its culture as...
UK Regulation
UK to slash authorisation time for captives
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Enforcement Actions
FCA admits plan to ‘name and shame’ could have been handled better, fresh consultation in Q1
Ashley Alder, chair of the Financial Conduct Authority (FCA), has acknowledged that the regulator could have handled better its proposals...
