Regulatory Reform
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6 results
Regulatory Reform
No one is using FCA rule review tool, experts weigh in on why not
In January 2024 the Financial Conduct Authority (FCA) created a tool with which stakeholders could ask the regulator to carry...
Europe, Middle East, Africa
Countdown to DORA: Non-traditional finance firms face biggest challenge
The European Union’s Digital Operational Resilience Act (DORA) finally kicks in, to all intents and purposes on January 17, 2025....
Regulatory Reform
UK overhauls bankers’ bonuses, strengthens clawback for senior managers
The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) are consulting to extend the reach of the UK’s clawback...
Regulatory Reform
UK FCA to change plan to name firms under enforcement investigation
The Financial Conduct Authority (FCA) has confirmed it is reformulating its plans to announce the names of firms it has...
UK Regulation
Lawmakers label FCA incompetent, report echoes previous criticisms
A report by a group of lawmakers has damned the Financial Conduct Authority (FCA) as incompetent and its culture as...
Digital Assets
CFTC’s Pham says US ready for pragmatic approach to tokenisation
The US has made progress in its understanding of the multifaceted opportunities presented by tokenisation according to Caroline D. Pham,...
