Enforcement Actions
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Regulatory Reform
UK FCA to change plan to name firms under enforcement investigation
The Financial Conduct Authority (FCA) has confirmed it is reformulating its plans to announce the names of firms it has...
Enforcement Actions
Get in line: Three-year wait to appeal FCA bans and fines
Senior managers seeking to appeal bans and fines imposed by the Financial Conduct Authority (FCA) are waiting up to three...
Enforcement Actions
FCA applies large adjustments to challenger bank fines
The Financial Conduct Authority (FCA) has applied large step two adjustments when calculating Starling Bank and Metro Bank’s recent fines...
Enforcement Actions
FCA admits plan to ‘name and shame’ could have been handled better, fresh consultation in Q1
Ashley Alder, chair of the Financial Conduct Authority (FCA), has acknowledged that the regulator could have handled better its proposals...
Enforcement Actions
Little support for FCA’s ‘name and shame’ plans in Lords’ call for evidence responses
Respondents to a call for evidence on plans by the UK Financial Conduct Authority (FCA) to reveal the names of...
