Regulatory
News, analysis and practical insights that focus on regulators, regulation and global actions to level the business playing field.
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Cryptocurrency Regulation
Crypto exchanges look to US after rules tighten in EU and APAC
US President Donald Trump hosted the White House’s first crypto summit on March 7, with attendees including top industry executives...
Conduct & Culture
EU regulators accelerate DEI; US firms shift approach, UK halts work
European Union financial services regulators are seeking to accelerate their diversity, equity and inclusion (DEI) initiatives, just as companies in...
Compliance
FCA prepares for industry-wide motor finance redress scheme, cuts out claims firms
The UK Financial Conduct Authority (FCA) looks likely to impose an industry-wide redress scheme for mis-sold car finance, as this...
Americas
SEC’s future is secure with nominee Atkins, independence question remains
Paul Atkins, President Donald Trump’s nominee to head the Securities Exchange Commission (SEC), has had such high-profile roles, in both...
Enforcement Actions
Commissioner: SEC’s crypto dismissals undermine our credibility
The US Securities and Exchange Commission’s (SEC) has come under fire by one of its own commissioners for its dismissal...
Operational Resilience
UK’s largest banks paid customers £6.2 million after IT outages; January incident could see this double
The UK’s largest nine banks collectively paid their customers £6.2 million following IT failures in the past two years, according...
Conduct & Culture
Compliance allegations top FCA whistleblowing reports for 2024
Compliance issues topped the Financial Conduct Authority’s (FCA) whistleblowing data for the fourth quarter of 2024, published yesterday. Almost 21%...
Enforcement Actions
Jailed crypto ATM operator known to UK authorities for years before conviction
UK authorities knew about unauthorised crypto automated teller machine (ATM) operator Olumide Osunkoya for years prior to his conviction in...
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