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Compliance

Actionable, real-time and data-driven briefings on a dynamic regulatory environment ― to keep you ahead of the financial and ESG compliance curve.

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Compliance

UK regulatorʼs five-year strategy promises fewer rules, more predictability

The UK Financial Conduct Authority (FCA) promised it would be a more “predictable, purposeful and proportionate” regulator and “support growth”...
By Lindsey Rogerson 26th March 2025
UK regulatorʼs five-year strategy promises fewer rules, more predictability

UK Regulation

No UK buy now, pay later regulation until 2026

Regulation of the UKʼs buy now, pay later (BNPL) market will not be in place until at least 2026. According...
By Niece Prayoonrat 25th March 2025
No UK buy now, pay later regulation until 2026

Compliance

Insurers should not fear EU AI Act, DORA will reduce reporting burden, says EIOPA chair

Insurance firms have nothing to fear from the European Union’s Artificial Intelligence (AI) Act, while the arrival of its Digital...
By Lindsey Rogerson 20th March 2025
Insurers should not fear EU AI Act, DORA will reduce reporting burden, says EIOPA chair

Americas

SEC hits pause on proposed investment fund and adviser rules

Acting US Securities and Exchange Commission (SEC) chairman Mark Uyeda has hit pause on proposed rules covering safeguarding of advisory...
By Niece Prayoonrat 19th March 2025
SEC hits pause on proposed investment fund and adviser rules

Americas

States step up as Trump’s US financial regulators step down

State attorneys general have emerged as one of the biggest checks on presidential power after winning a series of US...
By Richard Satran 17th March 2025
States step up as Trump’s US financial regulators step down

UK Regulation

RPC members warn prudential regulation should not be watered down in quest for growth

Two members of the Bank of England’s Regulatory Policy Committee (RPC) have warned lawmakers that prudential regulations should not be...
By Lindsey Rogerson 14th March 2025
RPC members warn prudential regulation should not be watered down in quest for growth

Compliance

FCA prepares for industry-wide motor finance redress scheme, cuts out claims firms

The UK Financial Conduct Authority (FCA) looks likely to impose an industry-wide redress scheme for mis-sold car finance, as this...
By Lindsey Rogerson 11th March 2025
FCA prepares for industry-wide motor finance redress scheme, cuts out claims firms

Operational Resilience

UK’s largest banks paid customers £6.2 million after IT outages; January incident could see this double

The UK’s largest nine banks collectively paid their customers £6.2 million following IT failures in the past two years, according...
By Lindsey Rogerson 6th March 2025
UK’s largest banks paid customers £6.2 million after IT outages; January incident could see this double
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