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46 articles
Financial Crime
Zelle mentions on Facebook ads ‘correlatedʼ to scams, Meta says
Advertisements and messages on Facebook’s Marketplace mentioning money transfer service Zelle are correlated to scam activities, according to Meta, the...
Financial Crime
Sanctions complexity, tough US trade policy boosts risk for fund managers
Fund managers are facing increasing risks from the growing complexity of sanctions and an aggressive US trade policy. In more...
Operational Resilience
Risk managers under-rate third-party vendors’ GenAI use
Risk managers currently under-rate third-party vendors’ use of generative artificial intelligence (GenAI) when developing risk assessments to guide firms’ onboarding...
Digital Assets
SEC sends positive crypto signals, industry fears a future Gensler
The US Securities and Exchange Commission (SEC) has sent numerous positive signals on crypto assets, but the industry fears a...
UK Regulation
UK regulator has enhanced supervisory model for crypto firms—report
The UKʼs Financial Conduct Authority (FCA) has adopted an “enhanced” supervisory model for the three largest crypto firms and for...
Conduct & Culture
EU regulators accelerate DEI; US firms shift approach, UK halts work
European Union financial services regulators are seeking to accelerate their diversity, equity and inclusion (DEI) initiatives, just as companies in...
Financial Crime
Evolving UK people smuggling policy requires new approach from financial crime teams
UK financial crime teams will need to revamp their control frameworks to identify finance links to people smuggling, in light...
Enforcement Actions
Commissioner: SEC’s crypto dismissals undermine our credibility
The US Securities and Exchange Commission’s (SEC) has come under fire by one of its own commissioners for its dismissal...
Operational Resilience
Risk managers should adapt their toolkits for social media shocks
Risks arising from or amplified by social media, such as negative sentiment, fraud or deepfakes, should prompt risk managers to...
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