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LatestCompliance News

Tokenisation

Tokenisation is not ‘free pass’ into the EU market

Robinhood’s latest “stock tokens” offering has raised questions over how they comply with EU regulatory obligations, such as the Markets…
By Niece Prayoonrat 11th July 2025
Tokenisation is not ‘free pass’ into the EU market
FCA creates dedicated ‘neo-brokerʼ supervision team

UK Regulation

FCA creates dedicated ‘neo-brokerʼ supervision team
10th July 2025
Regulator seeking clarification on Robinhood’s EU stock token launch

Tokenisation

Regulator seeking clarification on Robinhood’s EU stock token launch
9th July 2025
Non-financial misconduct rules will drive ‘lawyering up’ of human resources activity  

Conduct & Culture

Non-financial misconduct rules will drive ‘lawyering up’ of human resources activity  
9th July 2025
FCA hails Korfuzi siblings’ long insider dealing sentences

Enforcement Actions

FCA hails Korfuzi siblings’ long insider dealing sentences
9th July 2025
Monzo fined £21 million for fincrime failures, third challenger bank fine inside a year

Enforcement Actions

Monzo fined £21 million for fincrime failures, third challenger bank fine inside a year
8th July 2025

UK Regulation

FCA creates dedicated ‘neo-brokerʼ supervision team

UK Regulation

FCA creates dedicated ‘neo-brokerʼ supervision team

By Niece Prayoonrat 10th July 2025
Non-financial misconduct rules will drive ‘lawyering up’ of human resources activity  

Conduct & Culture

Non-financial misconduct rules will drive ‘lawyering up’ of human resources activity  
9th July 2025
FCA’s new harassment and bullying rule expands possibility for individual bans

Conduct & Culture

FCA’s new harassment and bullying rule expands possibility for individual bans
8th July 2025
FCA tech head claims AI enabling ‘Minority Reportʼ-like detection of financial harm

Compliance

FCA tech head claims AI enabling ‘Minority Reportʼ-like detection of financial harm
3rd July 2025

Enforcement Actions

FCA hails Korfuzi siblings’ long insider dealing sentences

Enforcement Actions

FCA hails Korfuzi siblings’ long insider dealing sentences

By Rachel Wolcott 9th July 2025
Monzo fined £21 million for fincrime failures, third challenger bank fine inside a year

Enforcement Actions

Monzo fined £21 million for fincrime failures, third challenger bank fine inside a year
8th July 2025
Wealthy Gen Z Russian laundered money in luxury properties, claimed ADHD caused offending

Financial Crime

Wealthy Gen Z Russian laundered money in luxury properties, claimed ADHD caused offending
25th June 2025
The privileged, privately educated Russian who ran a cash-to-crypto MLAAS for other wealthy Russians and drug traffickers

Financial Crime

The privileged, privately educated Russian who ran a cash-to-crypto MLAAS for other wealthy Russians and drug traffickers
24th June 2025

Video

News in Brief

News in Brief

By Niece Prayoonrat 4th July 2025
News in Brief
News in Brief
27th June 2025
News in Brief
News in Brief
20th June 2025
News in Brief
News in Brief
13th June 2025